RIA WorkSpace Ends this RIA’s Quest for the Right IT Partner

Download PDF Case Study “I don’t want to think about IT.” That’s how this RIA defined a successful partnership with an IT services provider. Having worked with 2 different IT companies in 3 years before speaking with RIA WorkSpace, this RIA had some concerns about finding the right partner for their IT. As an RIA […]

From Frustration to Freedom: RIA WorkSpace’s Proactive IT Solutions for a Growing RIA

Download PDF Case Study This RIA has 13 employees across multiple locations and a growing number of remote workers.  The Director of Operations found herself overwhelmed with troubleshooting the IT needs of the firm and managing their IT provider. *Company name withheld for confidentiality. Before: Problems with their previous MSP This RIA was working with […]

Remote vs. Onsite IT Support: Making the Right Choice for Your RIA

Reliable IT support is a necessity for RIAs and financial advisors. When it comes to finding a service provider you have countless options – from a business in your city to a business across the country. Does location matter? Here are a few things to consider. 1. Is on-site support needed for most RIAs? In […]

Technology Business Review

The RIA WorkSpace Technology Business Review is a strategic IT assessment conducted by your dedicated Technical Account Manager. Scheduled 90 days after the kick-off meeting, this review provides an in-depth analysis of your technology stack, focusing on areas such as Cybersecurity, IT Compliance, and industry trends. After your initial Technology Business Review, we schedule an […]

Sample Attestation Letter

Our Sample Attestation Letter serves as a testament to our commitment to IT compliance and cybersecurity. Delivered to you 90 days post-kick-off meeting, this letter represents Microsoft’s validation of our meticulous setup of your Microsoft cloud products to meet SEC and FINRA compliance standards. Feel free to download the PDF document below to preview an […]

RIA Technology Plan with Advanced Security For Your RIA

Our RIA Technology Plan with Advanced Security is a comprehensive document outlining the robust security measures implemented for your RIA. Provided 90 days after the kick-off meeting and annually thereafter, this detailed plan encompasses all aspects of your IT infrastructure and cybersecurity measures. This invaluable resource can be shared with auditors or presented to clients […]

FAQs about IT support for RIAs: RIA Tech Talk Episode #2

Welcome to RIA Tech Talk with Todd Darroca and David Kakish, President of RIA WorkSpace. In this podcast series, we address the most important IT challenges faced by Registered Investment Advisor (RIA) firms. Listen To The Audio Read The Transcript You need tailored solutions One of the biggest IT issue we see with RIAs is […]

Scam calls – SCAM OF THE MONTH

Jean was at work looking at the latest financial report when she received a phone call. The call was from an unknown number, but Jean often gets calls from potential clients, so she answered. To her surprise, it was her daughter Kenzie’s voice on the other line. Kensie sounded scared and said she was in […]

Streamlined Onboarding With RIA Workspace

Moving to a new managed IT services provider shouldn’t be along, painful process.