Old hardware sitting around? Understanding IT asset disposition
Disposing of IT assets isn’t something most RIA firms should manage themselves. We highlight the basics, and how to find a qualified company to support you.
Hacking of Small RIA in the News. Keep Yourself Out of the Headlines!
Earlier this week, the SEC announced that an RIA based in St. Louis will be fined $75,000 for not properly guarding their client data from hackers.
74% of Advisors Experience Cyber-Threats. Where Are Your Vulnerabilities?
In a February 2015 Risk Alert, the SEC published their findings of an examination of 57 registered broker-dealers and 49 registered investment advisers.
Is your RIA’s Internet Usage Policy Working?
The internet is an essential tool for RIA firms. There is no debating that fact. There is some debate however over whether or not the internet makes employees more or less productive.
10-Steps to Prepare for an IT Disaster
A disaster often comes without warning. Server meltdown, natural disaster that wipes out your office, hackers getting into your system.
What keeps an RIA firm’s “IT Guy” busy?
We’ve all seen our fair share of IT guys (and gals) come and go. Sometimes, a qualified IT professional is the hardest person on staff to keep.